-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyaWDPch0W2/tc7L+4Fw7PcLFYZzwFhIVNfJdLLFdWwgUd82ymQSv83dpxzd5vYm E2u7Ojzibjtk00VoVsrDnQ== 0000895345-03-000180.txt : 20030326 0000895345-03-000180.hdr.sgml : 20030325 20030326134648 ACCESSION NUMBER: 0000895345-03-000180 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030326 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLIUM INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61973 FILM NUMBER: 03617776 BUSINESS ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEISEL THOMAS PARTNERS GROUP LLC/CA CENTRAL INDEX KEY: 0001080163 IRS NUMBER: 943310171 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET STREET 2: SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 wr13g.txt SCHEDULE 13G (AMENDMENT #1) SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Tellium, Inc. --------------------------- (Name of Issuer) Common Stock, Par Value $0.001 Per Share --------------------------- (Title of Class of Securities) 87967E107 --------------------------- (CUSIP Number) December 31, 2002 --------------------------- (Date of Event Which Requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13-1(b) [ ] Rule 13-1(c) [X] Rule 13-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required In the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- -------------------------- CUSIP NO. 87967E107 13G PAGE 2 OF 8 PAGES - ----------------------------- -------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities only) Thomas Weisel Partners Group LLC 94-3310171 - ----------------------------------------------------------------------------- 2. Check the Appropriate Box if a member of a Group (a) [ ] (See Instructions.) (b) [ X ] - ----------------------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - ----------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------- SHARES 6. SHARED VOTING POWER 6,897,146 BENEFICIALLY --------------------------------------------------- OWNED BY EACH 7. SOLE DISPOSITIVE POWER 0 PERSON WITH --------------------------------------------------- 8. SHARED DISPOSITIVE POWER 6,897,146 - ----------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,897,146 Shares, comprised of (i) 6,697,056 shares reported as beneficially owned by TWCP LLC, (ii) 182,750 shares owned by Thomas Weisel Partners LLC, a broker/dealer registered with the SEC, of which TWP Group is the managing member, and (iii) 17,340 shares owned by a general partnership which is managed by an officer of TWP Group. - ----------------------------------------------------------------------------- 10. Check if the Aggregate in Row (9) Excludes Certain Shares [ ] (See Instructions.) - ----------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) Approximately 6.0% - ----------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions.) HC, OO - ----------------------------------------------------------------------------- - ----------------------------- -------------------------- CUSIP NO. 87967E107 13G PAGE 3 OF 8 PAGES - ----------------------------- -------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities only) Thomas Weisel Capital Partners LLC 94-3331306 - ----------------------------------------------------------------------------- 2. Check the Appropriate Box if a member of a Group (a) [ ] (See Instructions.) (b) [ X ] - ----------------------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - ----------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------- SHARES 6. SHARED VOTING POWER 6,697,056 BENEFICIALLY --------------------------------------------------- OWNED BY EACH 7. SOLE DISPOSITIVE POWER 0 PERSON WITH --------------------------------------------------- 8. SHARED DISPOSITIVE POWER 6,697,056 - ----------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,697,056 Shares, comprised of (i) the 5,643,149 shares owned by TWCP Partnership, (ii) 1,008,907 shares owned by other investment partnerships of which TWCP LLC is either the general partner or the managing member of the general partner, and (iii) options to purchase 45,000 shares held by William Bunting, a director of the Issuer and a partner of TWP Group. - ----------------------------------------------------------------------------- 10. Check if the Aggregate in Row (9) Excludes Certain Shares [ ] (See Instructions.) - ----------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) Approximately 5.9% - ----------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions.) IA, OO - ----------------------------------------------------------------------------- - ----------------------------- -------------------------- CUSIP NO. 87967E107 13G PAGE 4 OF 8 PAGES - ----------------------------- -------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities only) Thomas Weisel Capital Partners, L.P. 94-3331308 - ----------------------------------------------------------------------------- 2. Check the Appropriate Box if a member of a Group (a) [ ] (See Instructions.) (b) [ X ] - ----------------------------------------------------------------------------- 3. SEC Use Only - ----------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - ----------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------- SHARES 6. SHARED VOTING POWER 5,643,149 BENEFICIALLY --------------------------------------------------- OWNED BY EACH 7. SOLE DISPOSITIVE POWER 0 PERSON WITH --------------------------------------------------- 8. SHARED DISPOSITIVE POWER 5,643,149 - ----------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,643,149 Shares - ----------------------------------------------------------------------------- 10. Check if the Aggregate in Row (9) Excludes Certain Shares [ ] (See Instructions.) - ----------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) Approximately 4.9% - ----------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions.) PN - ----------------------------------------------------------------------------- SCHEDULE 13G This Statement on Schedule 13G, relating to the common stock, par value $0.001 per share (the "Common Stock"), issued by Tellium Inc., a Delaware corporation (the "Issuer"), is being filed by and on behalf of Thomas Weisel Partners Group LLC ("TWP Group"), Thomas Weisel Capital Partners LLC ("TWCP LLC"), and Thomas Weisel Capital Partners, L.P. ("TWCP Partnership") (collectively, the "Reporting Persons"), and amends the Schedule 13G filed by the Reporting Persons on February 14, 2002. TWP Group is the managing member of TWCP LLC. TWCP LLC is the managing member of TWCP Partnership. The percentages reported herein are based on there being 114,017,222 shares of Common Stock outstanding, as of September 30, 2002, as reported by the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. Item 1(a). Name of Issuer: Tellium, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 2 Crescent Place Oceanport, New Jersey 07757-0901 Item 2(a). Name of Person Filing: This Schedule 13G is filed by TWP Group, TWCP LLC, and TWCP Partnership. Item 2(b). Address of Principal Business Office or, if None, Residence: One Montgomery Street, Suite 3700 San Francisco, CA 94104 Item 2(c). Citizenship: Each of the Reporting Persons is a citizen of Delaware. Item 2(d). Title of Class of Securities: Common Stock, Par Value $0.001 per share. Item 2(e). CUSIP Number: 87967E107 Item 3. If This Statement Is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing Is a: Not Applicable. Item 4. Ownership. TWP Group - --------- (a) Amount beneficially owned: 6,897,146 Shares, comprised of (i) 6,697,056 shares reported as beneficially owned by TWCP LLC, (ii) 182,750 shares owned by Thomas Weisel Partners LLC, a broker/dealer registered with the SEC, of which TWP Group is the managing member, and (iii) 17,340 shares owned by a general partnership which is managed by an officer of TWP Group. (b) Percent of class: Approximately 6.0% of the outstanding Common Stock (computed in accordance with Rule 13d-3(d) of the Securities Exchange Act of 1934). (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 6,897,146 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 6,897,146 TWCP LLC - -------- (a) Amount beneficially owned: 6,697,056 Shares, comprised of (i) the 5,643,149 shares owned by TWCP Partnership, (ii) 1,008,907 shares owned by other investment partnerships of which TWCP LLC is either the general partner or the managing member of the general partner, and (iii) options to purchase 45,000 shares held by William Bunting, a director of the Issuer and a partner of TWP Group. (b) Percent of class: Approximately 5.9% of the outstanding Common Stock (computed in accordance with Rule 13d-3(d) of the Securities Exchange Act of 1934). (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 6,697,056 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 6,697,056 TWCP Partnership - ---------------- (a) Amount beneficially owned: 5,643,149 Shares (b) Percent of class: Approximately 4.9% of the outstanding Common Stock (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 5,643,149 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 5,643,149 Neither the fact of this filing nor anything contained herein shall be deemed an admission by the Reporting Persons that they constitute a "group" as such term is used in Section 13(d)(1)(k) of the rules and regulations under the Securities Exchange Act of 1934. Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: March 25, 2003 THOMAS WEISEL PARTNERS GROUP LLC By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer THOMAS WEISEL CAPITAL PARTNERS LLC By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer THOMAS WEISEL CAPITAL PARTNERS, L.P. By: Thomas Weisel Capital Partners LLC, its general partner By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer EXHIBIT A --------- JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Common Stock, Par Value $0.001 per share, of Tellium, Inc., is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person. Dated: March 25, 2003 THOMAS WEISEL PARTNERS GROUP LLC By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer THOMAS WEISEL CAPITAL PARTNERS LLC By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer THOMAS WEISEL CAPITAL PARTNERS, L.P. By: Thomas Weisel Capital Partners LLC, its general partner By: /s/ Robert K. West ----------------------------------- Robert K. West, Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----